(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee
Tapaco Public Company Limited Tapaco Public Company Limited (“TAPACO”) had a duty to prepare and submit the financial statement for the year 2022 within 3 January 2023. However, TAPACO prepared and
Phuket Fantasea Public Company Limited Phuket Fantasea Public Company Limited (“PHUKET”) had a duty to prepare and submit the financial statement for the year 2021 within 31 March 2022. However
denominated in foreign currency specifically prescribed by this Notification are different from the rules prescribed in the Notification on Standard of Business Operation , the intermediary shall comply with
currency specifically prescribed by this Notification are different from the 3 rules prescribed in the Notification on Standard of Business Operation, the intermediary shall comply with the rules prescribed
by this Notification are different from the rules prescribed in the Notification on Standard of Business Operation , the intermediary shall comply with the rules prescribed in this Notification. Clause
services to clients regarding investment in capital market products denominated in foreign currency specifically prescribed by this Notification are different from the rules prescribed in the Notification on
simpler and easier to track over time; setting a different metric for each mode based on best in class performance would be difficult to monitor as it would require resources to keep updating it
national legislative frameworks, regulatory disclosure requirements or listing rules. As global guidance, it should be read with the understanding that local rules and cultural norms may lead to different