Sonthaya had made trading decisions on behalf of her client without authorization. Her conducts were deemed interference with client assets in contravention of Clause 11 (2) of the Notification of the Office

Bangkok, February 11, 2010 ? The SEC revoked investor contact approval of Porntip Thongchaicharoensiri, former investor contact at ACL Securities Co., Ltd., for five years on account of interference

understand and acknowledge the SEC Office’s Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021) (Standard Procedures) and the Usage Manual on https://market.sec.or.th/Documents/ca

the audit firm’s or has been received from its clients; 4. I well acknowledge and understand the requirements in the Notification of the SEC Office regarding Approval of Auditors , and I am willing to

has been received from its clients; 4. I well acknowledge and understand the requirements in the Notification of the SEC Office regarding Approval of Auditors, and I am willing to comply with all

from clients to accommodate the SEC’s request. 4. I well recognize and understand the requirements in the notification of the SEC regarding to the approval of foreign auditors and I am willing to comply

fields of practice such as the ability to understand, identify, and integrate material sustainability into their analyses and investment decisions. In collaboration with the Securities and Exchange

channels such as through publication on the websites. Information in the summary portion of the fund/trust shall be revised to make it concise and easy to understand. A summary of cash flow which the

.  “SEC welcomes inputs from stakeholders as they can help us better understand the issues, obstacles and necessities of business operators, and subsequently address such matters appropriately. We support

the guidelines provided by the Ministry of Digital Economy and Society as well. “We all understand the current situation and acknowledge the limitations imposed on listed companies. All related