audit the financial statements, and submit the audited financial statements to the SEC, as well as deliver and disclose the financial statements to the Stock Exchange of Thailand (SET) without delay so
, through effective enforcement, clear and applicable regulations to enhance competitiveness of all sectors.” Furthermore, the SEC chief aims for the regulatory body to create and deliver value propositions
: (1) in case of selling units of foreign collective investment scheme to institutional and high net worth investor, the CIS operator shall deliver information similar to the one delivered to investors
available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=590 . S takeholders and interested parties are welcome to send comments or suggestions to www.sec.or.th or facsimile: 0 2-033- 9660 or e-mail
products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an
send an email to sawarin@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8149 SEC
transaction to the Stock Exchange of Thailand (the “Stock Exchange”) immediately, as well as to send a circular to inform the shareholders of the transaction within 21 days of the date of disclosure of
available at www.sec.or.th/hearing . Related persons and interested parties may express their comments at the website or send comments to e-mail benja@sec.or.th or sawarin@sec.or.th until 20 August 2019
facsimile: 0-2033-9660 or email: piyatit@sec.or.th and witchulada@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and Exchange Commission, Thailand 333