}, the SEC further probed into the case and found that {A} persuaded his client to invest in derivatives contracts by exaggerating return from investment. He had prepared his own documents for giving

investors and have their securities listed on the Stock Exchange of Thailand (SET), while growing sustainably in accordance with good corporate governance. In addition, both parties cooperated to build a

efforts for the second year of the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation to promote sustainable development of the Thai capital market and Thailand

offences in the capital market, all of which would greatly improve the chance of success in law enforcement and prevention against violations in the capital market. The workshop was held on 15 to 16

2012 cooperative framework between SEC and CSSF in the exchange of information on fund management companies and mutual funds. Furthermore, CSSF has been pleased to support Thai funds’ unit

gift to Thai people as it will lead to more entries of sufficient, qualified auditors for businesses in the capital market and those intending to raise fund therein.  ___________________________Remark

for the civil sanctions, the SEC will notify the public prosecutor in writing for filing the case with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall

executive in a securities issuing company or a securities company for 20 months;   (2) Sujeera shall pay a civil penalty, a compensation at an equal amount to the benefit received or should have been received

national strategy and Thai capital market development plan. Besides the sharing of information with OSMEP, SEC has been working with OSMEP to launch a program which allows SMEs and Startups to raise fund

realization effect in the cryptocurrency market” Authors: Nakavachara, V., Amonthumniyom, T., Parinyavuttichai, P., Ratanabanchuen, R., Saengchote, K., & Vinaibodee, P. Provided by Nattawut Jenwittayaroje, SEC