cause the payments from TUCC bank account, claiming to use for the payments of the said BF and ASC cheques. The SEC findings revealed that some parts of the money withdrawn from TUCC bank account were
Securities Co., Ltd. and the SEC?s further findings, Nitchawan, who was working for the securities company at the time, affixed signatures as the transferor and the transferee of securities in a client
inspection findings and to promote the value of audits. At the 6th AARG meeting, there was a healthy dialogue on how regulators and audit firms can forge an even more productive relationship in light of key
to the following cases taking place at different branches: (1) In the case of {A}, the findings showed that she had failed to give complete information and advice on redemption of retirement mutual
Meeting endorsed an initial report that features preliminary findings on the overall state of development of voluntary carbon markets in ASEAN and disclosure principles in carbon offsetting. The report aims
been approved by the SEC.According to the tip and the SEC's further findings, BSmart digital tokens have been solicited to the public through online channels such as the issuer's website, YouTube and
SEC's further findings, BSmart digital tokens have been solicited to the public through online channels such as the issuer's website, YouTube and Line Application.However, no application for approval of
digital tokens as it has not been approved by the SEC.According to the tip and the SEC's further findings, BSmart digital tokens have been solicited to the public through online channels such as the
least, modern investors have highest subjective financial knowledge among three clusters of Thai investors. Public policy on financial education are discussed based on these research findings. Investor