companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian
companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian
appoint custodians which approved by SEC to protect investors’ assets.However, SEC intends to revise the regulations by allowing private fund operators with custodian services to protect investors
customer; “Office” means the Office of the Securities and Exchange Commission. Clause 2 . A management company shall appoint a natural person or a juristic person as its representative pursuant to the
Investment Units and Marketing Representatives of Private Funds (No. 2) dated 30 June 2005. Clause 2.34 A management company shall appoint a natural person or a juristic person as its representative pursuant
Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (No. 2) dated 30 June 2005. Clause 2.34 A management company shall appoint a natural person or
issued shares to the specified person in the private placement basis, who is not connected person of the Company, which the shareholders’ meeting of the Company shall designate the price 9 of offer
international laws and/or regulations, broader Environment, Social and Governance (ESG) attributes, or credit-worthiness. The Climate Bond Certified Mark (“Certification Mark”) is used to designate Certified
) Board governance structure: Requiring DA operators – except DA advisors and the DA operators holding client assets at an amount less than 500 million baht and having less than 10,000 clients – to appoint
the KCM business Other conditions : KCM will appoint 1 representatives to be the directors of the subsidiary company This transaction is not categorized as the Company’s connected transaction; however