director and executive at the time of the offence, on the ground of insider trading. They were ordered to pay civil fines and return any gains from the offence.*Mr. Suphanan, however, sent a letter asking
a company in a client’s trading account by asking the client to sell the shares and transfer the redemption money into her own deposit account. She claimed that she would use the money to invest in
the business day prior to such exercise date. The Company will not extend the term of the warrants and there is no requirement demanding the warrant holders to exercise their rights prior to the
exercise date. The Company will not extend the term of the warrants and there is no requirement demanding the warrant holders to exercise their rights prior to the exercise date. Secondary Market for the
the reestablishment of US sanctions of Iran, as well as demanding for other countries to cease crude product imports from Iran; the sanction had been in place for 90 days since it began, this resulted
received a letter from Mrs. Phanna Chumbuathong, requesting to be postponed the final payment of the share payment for 6 months, claiming that the contract will be due on 26 December 2019. The company
year. Although requesting ID documents from Thai shareholders have rarely been an issue, some listed companies have insisted that their proxies present the original ID documents. The new guideline
Earlier, Mr. Suphanan acting on behalf of IFEC sent a letter requesting the DBD to reveiw its order denying the registration of Mr. Wiphu Maharakkhaka and Mr. Manusak Deawwanich on IFEC directors
May 2020, SEC sent a circular to AIMC, the Provident Fund Association and the asset management companies with PVD portfolios, notifying the Notification of the Finance Ministry and requesting that asset
from the latest Financial Sector Assessment Program (FSAP) in 2019, requesting SEC to amend the Securities and Exchange Act to impose sanctions on the audit firms in the capital market.“In addition