the advertisements to comply with securities regulations and align with advertising practices; (2) Remove the requirement for continuous warning notices during the advertisement, as the current
is to determine in what situations categorical rules (i.e. norms that apply uniformly, without permitting many exceptions based on “relevant facts and circum- stances”) more effectively protect
to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification
protect WAVE?s interest in material matters, for instance, a veto right in relation to important resolutions and a put option exercisable when the project will not complete as planned. Nonetheless, IFA
the business and environment are alleviated and beneficial opportunities are realized. Agribusiness insurance: insurance protection designed to protect businesses that earn all or most of their revenue
information thoroughly and exercise their rights to protect their own benefits. In addition, they should seek further clarifications from the company?s directors and executives to obtain adequate information
from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of
for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits
bondholders together with the opinions of the bondholder representative. The bondholders are, therefore, encouraged to thoroughly review the information and exercise their rights to protect their own
protect their own interests. They should also make necessary inquiries to the bondholders’ representative to obtain complete information before making an informed decision at the bondholders’ e-meeting