will be offered via private placement. For example, the normal regulations will be obstacles in the process of pre-ICO and private sale. Therefore, SEC intends to relax some of its regulations for offers

Inquiry Official Dated 08/06/2021 Vongsarojana and (3) Mr. Teera Phoncharoensuk jointly failed to perform their duties with dishonest intent, committed dishonest converting RICH's property to himself or a

Official Dated 08/06/2021 Vongsarojana and (3) Mr. Teera Phoncharoensuk jointly failed to perform their duties with dishonest intent, committed dishonest converting RICH's property to himself or a third

misleading information in such a manner that was likely to have an effect on the price of share of GL or the decision making on the investment of share of GL . This case is in the process of inquiry by the

(TSI), the Stock Exchange of Thailand, there was an incident of intentional dishonest act committed on December 11, 2014 when Atcmima took an exam for qualifying investment consultant under the name of

Clause 4 as the first category of prohibited characteristics; (2) having any record of deceitful, fraudulent or dishonest management of assets as specified by Clause 5 as the second category of prohibited

professional principle. “appraisal company in capital market” means a juristic person having normal business purpose to value any asset and wish to contribute appraisal services for capital market transaction

B commits an offence which is within the scope of dishonest intent or breach of duty according to the law. SEC Act S.89/25 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 45

scope of dishonest intent or breach of duty according to the law. SEC Act S.89/25 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 46/2023 Dated 24/04/2023

which is within the scope of dishonest intent or breach of duty according to the law. SEC Act S.89/25 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 47/2023 Dated 24/04/2023