securities trading or management in a deceitful, fraudulent or dishonest manner, or under the laws relating to money laundering control; (Translation) - 4 - (9) Having been sentenced for commission of any

fee remains unpaid prior to the date on which this Ministerial Regulation comes into force." This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension

. 2002. ___________________________      This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and

application for approval for offer for sale of the debt securities, the applicant had been subject to a final court judgment on the basis of an offense related to assets particularly due to deceitful

by a final judgement in an offense concerning property, only for a cause arising from a deceitful, fraudulent or dishonest act that results in widespread damage, either under Thai or foreign laws; (3

Capital Market Supervisory Board or the SEC Office; or aiding or abetting thereof; (3) dishonest or deceitful acts; or aiding or abetting thereof. Clause 17 In cases where the facts appear that any person

Board or the SEC  Office; or aiding or abetting thereof, or         (3) dishonest or deceitful acts; or aiding or abetting thereof. ​​If the aforesaid behaviors occurred more than 10 years ago or such

) dishonest or deceitful acts; or aiding or abetting thereof. ​​If the aforesaid behaviors occurred more than 10 years ago or such behavior is not so serious that the person should not be entrusted to perform

comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for or supplementary to the Thai version thereof

a trust, such person has been sentenced by a final judgement in an offense concerning property, only for a cause arising from a deceitful, fraudulent or dishonest act that results in widespread damage