Mr.Theerayut Hemput Mr. Theerayut Hemput, as the Director responsible for the operation of Siam Grander Management Co., Ltd., jointly with other alleged persons, operated derivatives broker

. SEC Act S.300 in conjunction with 56(1) Criminal Complaint Filed with an Inquiry Official Dated 08/12/2015

limitations ran out. SEC Act S.56(1) in conjunction with 199 Criminal Complaint Filed with an Inquiry Official Dated 11/10/2016

complies. SEC Act S.300 in conjunction with 56(1) Criminal Complaint Filed with an Inquiry Official Dated 16/03/2017

reviewed financial statements for Q1-Q3/2017 within the period specified by the Capital Market Supervisory Board. The statute of limitations ran out. SEC Act S.300 in conjunction with 56(1) Criminal

prosecution date (June 20,2018) until the company so complies for failing to file the reviewed financial statements for Q2-Q3/2017. SEC Act S.300 in conjunction with 56(1) Criminal Complaint Filed with

in conjunction with 199 and 56(1) Criminal Complaint Filed with an Inquiry Official Dated 19/01/2018

2012 (Form 56-1) on 10 October 2013, and (5) the annual report for the year 2012 (Form 56-2)on 15 October 2013 to the SEC and the SET SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry

further fine of Baht 300 each day starting from the next day of prosecution date until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 09/09/2013

Criminal Complaint Filed with an Inquiry Official Dated 15/10/2015