and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer
derivatives broker. “Derivative exchange” means any derivative exchange licensed by the Securities and Exchange Commission. “Initial margin” means the minimum amount of asset a customer must deposit to secure
derivatives broker. “Derivative exchange” means any derivative exchange licensed by the Securities and Exchange Commission. “Initial margin” means the minimum amount of asset a customer must deposit to secure
managers incorporate sustainability factors in their investment process. Consequently, investors may not be able to compare between mutual funds with similar sustainability mandates and, as a result, may
sustainable growth in the Thai capital market. This involves encouraging listed companies and investors to incorporate ESG factors into their business operations and investments. The SEC also promotes various
companies that incorporate environmental, social responsibilities and governance factors into their business strategies and practices will lead to sustainable long-term value creation to our clients/ unit
incorporate environmental, social responsibilities and governance factors into their business strategies and practices will lead to sustainable long-term investment outcome to our members. By signing this
, realizes our responsibilities to act in the best long term interest of our clients. In this fiduciary role, Cartica Management, LLC believes that investment in companies that incorporate environmental
Thailand in making harmonious transition towards net zero society as committed 3. ESG Risk Management: Incorporate ESG into risk management processes 4. Financial Products: Utilize digital technology to
Your Customer and Customer Due Diligence : KYC/CDD") บกพร่อง ทำให้มีความเสี่ยงที่ลูกค้าอาจจะมิใช่เจ้าของบัญชีหรือผู้รับประโยชน์ที่แท้จริง พ.ร.บ. หลักทรัพย์ฯ ม.133 วรรคสอง การประชุมคณะกรรมการเปรียบ