development of Spot Bitcoin ETFs overseas to formulate supervisory policy responses ContactUs
- Statement – 16 January 2024 SEC monitors development of Spot Bitcoin ETFs overseas to formulate supervisory policy responses Reference is made to the US Securities and Exchange Commission’s recent
- Statement - 16 มกราคม 2567 ก.ล.ต. ติดตามพัฒนาการ Spot Bitcoin ETF ในต่างประเทศ เพื่อพัฒนาแนวทางการกำหนดนโยบายในการกำกับดูแล จากกรณีหน่วยงานกำกับดูแลหลักทรัพย์และตลาดหลักทรัพย์ ประเทศสหรัฐอเมริกา
of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3
178,713,420.36 31,807,149.07 1,643,024.07 2 5 Offences/Year 2023 Signed a Letter of Consent Filing a lawsuit to the Civil Court Director of Company Unfair Securities Trading Activities *This offense was committed
private fund for which it is responsible, upon the consent of the person so authorizing and approval of the Office, in accordance with the rules, conditions and procedures specified in the notification of
private fund for which it is responsible, upon the consent of the person so authorizing and approval of the Office, in accordance with the rules, conditions and procedures specified in the notification of
Unofficial translation FORM 35-E2 Letter of Consent (Inspection of the director and executive’s qualification on the company’s request) Attention: Secretary General, the SEC Office Whereas I
. Form 61-1 (Application for Approval of Auditor) .pdf file | .doc file 2. Form 61-2 (Certification and Consent of Audit Firm) .pdf file | .doc file 3. Form 61-3 (Notification for Change of
audit firm, hereby certify and consent to the followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply