.” Unofficial translation FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [company’s name] filed on Position in the Company Director [ ] President
> Secondary Market and Related Entities > Association related to Securities Business Regulations SHARE : Detail Content Related Associations The securities companies may jointly establish a non-profit
person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has been approved by
any natural person who is authorized by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has
by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has been approved by and registered with
, the Stock Exchange of Thailand, the Association of Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, the Thai Bankers Association and the
several organizations; for example, the Fiscal Policy Office (FPO), the Stock Exchange of Thailand (SET), the Association of Thai Securities Companies (ASCO), the Association of Investment Management
of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3
The provisions proposed to be added are as follows: (1) Provision that will require the association to operate its affairs in accordance with the rules prescribed by SEC Board. If
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, held a joint meeting with the Thai Fintech Association (TFA), led by President