other cases as specified in the 2019 Act.The SEC is therefore conducting this public hearing on the challenges and impediments related to the Emergency Decree and associated regulations. The feedback will
the auditor conducting a special audit is required to extend the scope of work to cover transactions related to creditors, debtors, sales and purchases of content, and other related transactions, as
management companies. Additionally, the amendments would include revision to the submission period in alignment with that of mutual fund management companies.The SEC is therefore conducting this public
without warning statements or warning practices are unclear. The SEC is therefore conducting this public hearing on a proposed amendment to the relevant regulations to establish a clear standard of warning
, the current submission period may be inconsistent with the current situation. The SEC is therefore conducting the public hearing on the proposed principles and draft regulations on extension of the
business licensees would be prohibited from providing services related to privacy coins to prevent misuse of digital assets as a tool for committing a crime. After conducting a public hearing on the matter
by conducting the process of Know Your Client (KYC) so that they can provide appropriate services. Nowadays, an electronic KYC or e-KYC has been introduced to make KYC processes faster and become
companies conducting mutual fund management and private fund management businesses. The consultation paper is available at www.sec.or.th/hearing Stakeholders and interested parties are welcome to
, and appropriate internal supervision system. Moreover, the systems must be compatible with the additional technology apart from the regulations in standard criteria for conducting business. The
SEC is conducting a public hearing on draft notification on financial statement forms for securities companies and derivatives business operators to be in line with Thai Financial Reporting