สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) สนับสนุนการจัดอบรมในหลักสูตร “Compliance Officer เพื่อเสริมสร้างความรู้ความเข้าใจ และความคาดหวังในการปฏิบัติหน้าที่ของผู้กำกับดูแลการ

บริษัทหลักทรัพย์ไทย ที่ กลต.กธ.(ว) 35/2555 เรื่อง ขอเชิญเข้าร่วมการสัมมนาให้ความรู้เกี่ยวกับกฎหมาย Foreign Account Tax Compliance Act (“FATCA

• Comply with a recommend best practice scheme (see section 3.8) Requirement 2: Resilience component Component Requirement Demonstration of compliance Resilience Impacts that climate change may cause to the

any material change to such systems, and report the results to the compliance unit or the internal audit unit without delay. (7) perform an audit of information systems as follows: (a) draw up an audit

material change to such systems, and report the results to the compliance unit or the internal audit unit without delay. (7) perform an audit of information systems as follows: (a) draw up an audit plan on

material change to such systems, and report the results to the compliance unit or the internal audit unit without delay. (7) perform an audit of information systems as follows: (a) draw up an audit plan on

the approved best practice standards. Once approved, issuer will be able to use the certification against the proposed standard to demonstrate the compliance with climate change adaptation and

keeping the password in the safe etc. and restriction for the necessary case only · Specifying the compliance period and instantly when that period had lapse. · Change the password strictly in case of the

. ▪ Change Management. ▪ Backup and IT Contingency Plan. ▪ Computer Operation. ▪ IT Outsourcing. 3. Compliance of policy. o Announcing and communicating to concerned person thoroughly for the purpose of

security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid