/02/2002 01/02/2002 2. Notification of Capital Market Supervisory Board TorThor/Khor/Dor/Nor. 62/2552 Determination for Securities Companies to Proceed with Customer Complaints 03/08/2009 01/09/2009
/2552 Determination for Securities Companies to Proceed with Customer Complaints 03/08/2009 01/09/2009 2. Notification of the Office of the Securities and Exchange Commission SorThor. 32/2548 Customer
business operators who are currently under criminal complaints imposed by the SEC or under legal proceedings in connection with violations involving unlicensed digital asset business operations. Mr. Anek
and fairly for all parties involved.” Regarding enforcement statistics, from 1 January 2017 to 30 June 2024, the SEC has brought criminal proceedings in 156 cases by filing criminal complaints with the
providers who solicit their services in Thailand. In exercising its roles and responsibilities, the SEC filed criminal complaints with the Economic Crime Suppression Division of the Royal Thai Police (ECD
Following a TMB report on clients’ complaints and SEC’s further investigation, it was found that during 27 July 2015 – 5 June 2017 Nuchanart (1) withdrew money from her clients’ bank accounts
Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave
,” said SEC Secretary-General. In this regard, SEC has added more channels for complaints or inquiries via Live Chat and SEC Help Center 24-hour Hotline at 1207