computer network systems; (5) communicate protection measures with the users and arrange for the users to sign for acknowledgement and awareness of usage risks and the guidelines to control such risks; (6
ASSESS RISKS, OPPORTUNITIES AND IMPACTS (2 TIMES/YEAR) STRATEGY: CLIMATE CHANGE & ENVIRONMENTAL IMPACT MANAGEMENT FRAMEWORK IMPLEMENT MEASURE COMMUNICATE STAKEHOLDERS 01 03 0206 05 04 SET TARGETS AND
companies are urged to communicate with fund committee and members for proper preparation of the pertinent agreements or revising fund articles accordingly.
registered auditors are allowed to provide auditing services to Thai companies that wish to list on exchanges within the EU jurisdiction without needing to register separately with the competent authorities
, shareholders should be allowed to communicate with each other without having to comply with the formalities of proxy solicitation. It must be recognised, however, that co-operation among investors could also be
. Assigning competent audit staff to each engagement as required by auditing standards and determining performance evaluation criteria to reflect performance quality could help improve the deficiencies; (3
, conceals, any property or document which the competent officer has seized https://www.sec.or.th/cgthailand/EN/Pages/FAQ/CorruptionFAQ.aspx English (United States) CorruptionFAQ company who fails to perform
perform his duties with responsibility, due care and loyalty.) Section 305 (Person who damages, destroys, conceals, any property or document which the competent officer has seized https://www.sec.or.th
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
and responsibilities of high-level management Chapter 2 Availability of competent personnel Chapter 3 Fund management operation system 3.1 Accepting of purchase or redemption orders of investment units