Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
avoid abusing the self-regulation regime to create member privilege or unfair competition in the industry. 2. Impact of the adoption of sliding scale brokerage fee Termination of sliding scale brokerage
apply for the Type D license (limited brokerage, dealing or underwriting of investment units) and investment advisory service license. The revisions would help investing public to have greater access to
2018 Vs 2017 1. Revenue 1.1 Brokerage fees The Company’s brokerage fees in 3Q2018 were Baht 211 million, a decrease of 8% from 3Q2017, mainly due to a decrease in brokerage fees from retail clients. 1.2
were Baht 218 million, similar to the first six-month period of the previous year. The Company’s brokerage fee from securities and derivative business decreased but there was an increase in the retaining
, was from an increasing brokerage fee on higher market trading volume. In the amidst of the highly fluctuated market from the outbreak of COVID-19, the average daily market trading volume (excluding
, however, the average brokerage fee rate decreased by 0.03 percent due to strong competition. 2. The Consolidated and the separate statements recorded Baht 35.53 million as fee and service income, which
qualification requirements intact and adjust the licensing fee structure to prevent overburdens to business operators.Essentially, this approach would allow an applicant to apply for a package of licenses at one
decrease of 27 percent compared to the third quarter of the previous year, mainly from a decrease in personnel expenses which are related to the decrease in the Company’s brokerage revenue. 2.2 Fee and