the SEC’s Notification. Clause 7 Fees shall be prescribed as follows: (1) Application fee Baht 10,000; (2) Inter - dealer brokerage license Baht 100,000 The licensee shall pay fee for securities

accordance with criteria, conditions and procedures as specified in the SEC’s Notification. Clause 7 Fees shall be prescribed as follows: (1) Application fee Baht 10,000; (2) Inter - dealer brokerage license

Some business operators wish to provide services of specific securities business, for example, brokerage,  dealing and underwriting of equity instruments or private fund management, but are unable to

were Baht 218 million, similar to the first six-month period of the previous year. The Company’s brokerage fee from securities and derivative business decreased but there was an increase in the retaining

, was from an increasing brokerage fee on higher market trading volume. In the amidst of the highly fluctuated market from the outbreak of COVID-19, the average daily market trading volume (excluding

, however, the average brokerage fee rate decreased by 0.03 percent due to strong competition. 2. The Consolidated and the separate statements recorded Baht 35.53 million as fee and service income, which

transfer fee in case of transfer to another fund of the same type under the same management within deadline. The waiver would not apply to the brokerage fee.The consultation paper is available at

qualification requirements intact and adjust the licensing fee structure to prevent overburdens to business operators.Essentially, this approach would allow an applicant to apply for a package of licenses at one

decrease of 27 percent compared to the third quarter of the previous year, mainly from a decrease in personnel expenses which are related to the decrease in the Company’s brokerage revenue. 2.2 Fee and

2 percent compared to the first quarter of the previous year, mainly from a decrease in personnel expenses which are related to a decrease in the Company’s brokerage fees revenue. 2.2 Fee and service