time because most of the license entities still use the same method taking about 5 to 7 days until the clients could start their investment, this results in a burden for the accessibility to the
providing incentive gifts, rights or other benefits to a client in order to stimulate or reward the client to immediately [i] use offered services or [ii] invest in capital market products presented by the
order to stimulate or reward the client to immediately [i] use offered services or [ii] invest in capital market products presented by the intermediary. “institutional investor”6 means an institutional
employee who can provide such information to the client at the office of the securities company where the client comes to use the services; (c) arrange a service center for providing investment information
office of the securities company where the client comes to use the services; (c) arrange a service center for providing investment information to the client which shall operate at least during the office
possessed for a member” means: (1) assets that a derivatives clearing house receives from a member, whether it is owned by the member or its client, for use as collateral for derivatives trading; (2) assets
41/5 An intermediary shall arrange an agreement on providing services for clients in writing, specifying the scope and conditions on providing services including the right of the client to use the
clients in writing, specifying the scope and conditions on providing services including the right of the client to use the services. In case of change of material information, the intermediary shall review