total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise

Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to

ก.ล.ต. ร่วมกับ 7 หน่วยงานพันธมิตร* ประกาศผล 10 ทีมที่เข้ารอบสุดท้ายในโครงการ FinTech Challenge ซึ่งแต่ละทีมต่างแสดงให้เห็นถึงความคิดสร้างสรรค์ แผนธุรกิจที่ตอบโจทย์อุตสาหกรรมด้านการเงิน การลงทุน และ

such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members

auditing the issues related to fraud risks and revenue recognition. In addition, the ongoing challenge to be urgently addressed was to increase the number of auditors with a view to accommodating the growth

of listed companies during the COVID-19 outbreak. Due to the possibility of unpredictable outcomes, accounting estimates for the preparation of financial statements can be quite a challenge. In this

Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are https://www.sec.or.th/EN/Pages

high execution costs.  No relationship between execution cost and fund size.  Low trading volume may challenge market making practice.  No report on market making activities. High execution costs

Rule for Acquisition and Disposition of Assets of Listed Companies. This disposition of asset has the objective to generate cash for the new projects which is for the best interests of the Company and

operating securities business | - |- Registration |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval