structure does not cause any conflicts of interest or has put in place effective measures for prevention of such conflicts of interest. Clause 4. Management company shall submit the following information to
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Specify whether the credit rating will be arranged during the tenor of the structure notes. This factsheet is a part of the registration statement and prospectus that outlines the summary of information
Company Name Licensee Type Status Company Name : Licensee Type : Score Type : Anti-Corruption Status : Certified by CAC Declared to join CAC Ensure its compliance by parent company Assessment Type : Status
: _________________________________________________________ 4) Legal form of NRI CIS: legal entity1 unit trust any other structure acceptable to participating jurisdictions 5) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the
2020; (1) Mr. Chanchai Chaiprasit Certified Public Accountant No. 3760 (who has been a certified signatory of the Company’s financial statements for 3 years since 2017) (2) Ms. Nopanuch Apichatsatien
years preceding the year of application filing until the date of application filing. □ 3. Supporting documents for consideration under Clause 4 (3) : □ (1) Organization structure of the applicant
): □ (1) Organization structure of the applicant including the unit which responsible for custody of private fund assets, and compliance or the internal audit unit. and the organization structure of the
: ________________________________________________________ 3) Home Regulator: _________________________________________________________ 4) Legal form of NRI CIS: Legal entity Unit trust Any other structure acceptable to participating jurisdictions 5) Type
Unit trust Any other structure acceptable to participating jurisdictions 5) Type of NRI CIS: (more than one answer is possible) Equity Fund Fixed Income Fund Multi-Asset Strategy Fund Money Market Fund