SEC’s Notifications and the SEC Office’s Notifications concerning undertaking securities business in the licensed category; (3) the newly established limited and public limited company shall be capable of
Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Dr. Suthep Wongpat Dr. Suthep Wongpat, former director responsible for the operation of the company under the Securities Exchange Act B.E. 2535 (1992) and entrusted to manage the property of the
, the SEC promulgates regulations as follows: Clause 1 In this Notification: (1) “foreign ETF” means collective investment scheme in category of exchange-traded fund established under law of foreign
purpose of project completion within the timeline and resulting in highest possible benefit to the Company. 5.3 Size of transaction : It is considered as the Transaction Category 4 - Assets or Services
factors to select products on the platform. The advisory process should be carried out based on theoretical principles and include measures to manage conflicts of interest effectively. 5. Clearly
factors to select products on the platform. The advisory process should be carried out based on theoretical principles and include measures to manage conflicts of interest effectively. 5. Clearly
Protocol: Comprehensive global standardized framework to measure and manage greenhouse gas emissions established by World Resources Institute (WRI) and the World Business Council for Sustainable Development