(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 43 FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exc...
calling a meeting of the unitholders. (4) comply with the following rules regarding the resolution of the unitholders approving the transaction: (a) in case of sending a written request for the resolution
ตามที่สำนักงานอนุญาตเป็นรายกรณี ซึ่งนิติบุคคลนั้นต้องประกอบธุรกิจ หลักสอดคล้องกับธุรกิจหลักที่กองทุนรวมต้องการลงทุนตามที่กำหนดไว้ในนโยบายการลงทุน “การขายโดยผู้ลงทุนมิได้ร้องขอ” (cold calling) หมายความ
ลงทุน “การขายโดยผูลงทุนมิไดรองขอ” (cold calling) หมายความวา การขายหรือชักชวน โดยบริษัทหลักทรัพยกับบุคคลที่ไมเคยเปนลูกคาเพื่อใหซ้ือหนวยลงทุนเปนครั้งแรก ในลักษณะทีบ่ริษัท หลักทรัพยตั้งใจเขาพบผู
the total number of the unitholders holding collectively at least one third of the mutual fund’s total units sold, in case of seeking a resolution by calling a meeting of the unitholders. (4) comply
company to add another contact phone number to their profiles and the company subsequenlty used only the new number to confirm trading transactions with such clients without calling the original number or
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
affect the performance of duties and the giving of independent opinions, and that the following information has also been disclosed in the notice calling the shareholders’ meeting under the agenda for the