PT Millenniun Penata Futures PT Millenniun Penata Futures colluded with Mr. Artipan Thongjan in operating derivatives business without license or registration with the SEC in violation of Section
Seandar Inc. Seandar Inc. (or Seandar) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to
in breach of the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 53/2021 Dated 21/12/2021
which is in breach of the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 10/2022 Settlement Committee Order No. 160/2022 Dated 24/09/2022
(Form 56-1) on 2 April 2019 which is in breach of the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 5/2022
breach of the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 9/2022 Dated 28/02/2022
in breach of the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 11/2022 Dated 28/02/2022
notification of the Capital Market Supervisory Board. However, PPPM prepared and submitted the financial statement for the year 2019 on 30 March 2020 which is in breach of the notification of the Capital Market
2019 within March 2, 2020 as specified by the notification of the Capital Market Supervisory Board. However, PPPM prepared and submitted MD&A for the year 2019 on 30 March 2020 which is in breach of
with the notification of the Capital Market Supervisory Board. However, RISLAND prepared and submitted the audited financial statements for the year 2020 on June 28, 2021 which is in breach of the