As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th
, executives and auditors of listed companies SEC becomes a member of the Task Force on Nature-Related Financial Disclosures forum (TNFD forum) Thai capital market rings the bell on International Women’s Day to
IT Task ปี 2567 เป็นต้นไป นำส่ง RLA ภายใน 31 ธ.ค. ของทุกปี (ข้อมูลช่วง 1 ต.ค. XX – 30 ก.ย. XX)* IT Auditor ต้องมี Cert ตามที่กำหนดประกาศสธ.38/2565 และ นป.7/2565 (เอกสารแนบท้ายประกาศ ภาคผนวก 4) นำส่ง
Market Advisory Board violated section 113 of the Securities and Exchange Act B.E. 2535. Bualuang Securities used 3 accounts of asset management companies for the benefit of other customer. SEC Act S
, and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to a sufficient and effective compliance system which may cause serious damage to the benefit of the
increase due to the fluctuation of raw material price that remain high during our financial year. The direction of raw material price started to decline at the end of financial year and expects to benefit
trading orders, trading securities on behalf of client and making trading decisions for benefit of client without the client?s orders.Following a complaint against {A} lodged by a client of KGI Securities
43.99 million which resulted in TUCC’s Baht 104.86 million loss in Q2/2011. Mr. Yongyuth also gained the benefit from his suggestion. He gained such material non-public information by virtue of his