issued or offered for sale in Thailand, unless otherwise prescribed by the SEC Office; (2) being an outbound product under the supervision of any of the following regulators and the trading of the outbound
its shares listed on the Stock Exchange of Thailand, being a Thai or foreign company, but excluding any foreign company that has all of the following characteristics: (1) having foreign stock exchange
the following characteristics; (a) being a trust certificate issued by an asset trustee; (b) determining the structure of trust transactions for the purpose of using the money from an issuance of a
following characteristics: (1) being debt instruments registered with the Thai Bond Market Association; (2) in case of payment of return on such liquid assets, the return shall be either in the form of fixed
Memorandum of Undertstanding on Streamlined Authorization Framework for Cross- border Public Offers of ASEAN Collective Investment Schemes and being empowered to supervise the collective investment scheme or
analyzing information concerning securities trading payment of clients in one or many of the following ways: (1) being a contact point for data processing of securities trading; (2) sending and receiving
and Period of Approval ______________________ Clause 101 Any person to be approved as auditor in the capital market shall comply with the following rules: (1) being a certified public accountant whose