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บริษัท หลักทรัพย์จัดการกองทุนกสิกรไทย จำกัด|กองทุนรวมที่ลงทุนในต่างประเทศ,กองทุนรวมที่มีการกระจายการลงทุนน้อยกว่าเกณฑ์มาตรฐาน | วันที่เสนอขาย : 08/01/2556 - 14/01/2556

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0021&PYR=2556

SEC warns investors to be cautious when using EARTH’s disclosed information on the fair values of two coal mines in Indonesia

had disclosed the fair values to replace the report produced by the hired EY included the value of coal not represented in the estimate amount of coal to be produced during the concession period in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7533

SEC gears up to facilitate SMEs and startups in fund mobilization through the capital market; Criteria for secondary markets expected to be finalized 19 December 2019

rules until 25 December 2019. It is expected that the rules will be adopted early in 2020. 2. Trading through secondary markets: SEC has discussed with the Stock Exchange of Thailand on the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8709

SEC public hearing on the conditions for promulgation of research analysis in ASEAN region not to be regarded as activity of investment consultant

of research analysis by non-licensed business operators may be regarded as carrying out the investment advisory service business because such promulgation must only be made by a licensed business

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8348

SEC exempts fees related to the establishment of SRI Fund and amendment to mutual fund scheme to be designated as SRI Fund in promoting sustainable and responsible investment

establishment and the application fee for amendment to a mutual fund scheme to be designated as SRI Fund is exempt at an amount not exceeding 5,000 baht per fund scheme. Both exemptions are valid for the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9806

SEC proposes amendments to the regulation on the fee for undertaking business of derivatives exchange to be more in line with the changing capital market landscape

Pursuant to the proposed amendments, the fee for undertaking a derivatives exchange business would be determined at the rate of 0.05 baht per contract per side for trades executed within the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8305

SEC prepares to issue regulations that the “Chairman” and the “Manager” of IPO companies and listed companies to be different persons

will be effective in 2021. SEC has made the public hearing document available at https://www.sec.or.th/hearing. Related persons and interested parties may express their comments on the website or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8561

SEC urges the public to be cautious and refrain from THT transactions liable to violation of law as stated in BOT press release

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8879

SEC amends requirements on approval of auditors in the capital market to be consistent with current auditing practice and circumstances in Thailand

specified in the SEC Office Notification No. Sor Shor. 39/2553 to be in line with the current situation. The amendments aim to facilitate high potential auditors’ entry into the capital market to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8913

SEC announces substitution holidays for Songkran Festival for securities companies and derivatives business operators to be on 4 and 7 September

Bangkok, 17 August 2020 – With reference to the Cabinet’s resolution on 13 August 2020, approving (additional) substitution holidays for Songkran Festival 2020 to be 4 and 7 September 2020, the SEC

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8388