; (3) “Commercial bank” means any commercial bank under the law on commercial banking and any juristic person established under foreign laws which is permitted by such laws to undertake commercial
derivatives broker under the law on derivatives; (3) “Commercial bank” means any commercial bank under the law on commercial banking and any juristic person established under foreign laws which is permitted by
Derivatives Broker is able to engage in derivative business only with Institutional Investors Investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance
found Note : * refers to inactivated derivatives broker Registered Derivatives Broker is able to engage in derivative business only with Institutional Investors Investor which is a financial institution
with Institutional Investors Investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mututal
- Banking - Digital Assets https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx securities-ITchecklist.xlsx security) (2) การบริหารจัดการบุคลากร และบุคคลภายนอก (3) การบริหารจัดการทรัพย์สินด้าน IT (IT asset
that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities - Banking - Digital Assets https
industry? - Finance and Securities - Banking - Digital Assets https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx esubmission_report_list_phase2.xlsx ที่เกี่ยวข้อง ค่าธรรมเนียม การลงนาม ผู้ลงนาม คำอธิบาย