systems by users or independent testers. Clause 25 In the case that an intermediary appoints an outsourcee to engage in its information systems function, the intermediary shall comply with the following
users or independent testers. Clause 25 In the case that an intermediary appoints an outsourcee to engage in its information systems function, the intermediary shall comply with the following criteria: (1
users or independent testers. Clause 25 In the case that an intermediary appoints an outsourcee to engage in its information systems function, the intermediary shall comply with the following criteria: (1
case where the securities company appoints a person that has relationship as a parent company, subsidiary or affiliate company, as an agent, the securities company shall inform its clients about such
securities company appoints a person that has relationship as a parent company, subsidiary or affiliate company, as an agent, the securities company shall inform its clients about such relationship as well
company shall appoint only one person from such register to be Fund Manager according to rules under Clause 8, or Clause 17 the first paragraph (3); (2) in case the management company appoints its employee
Office. Such documentary evidence shall be stored for at least five years from the date of account closing or agreement termination. Clause 20 An agreement in which a retail client appoints a securities
client appoints a securities company as securities broker shall bear a statement of larger fonts, or being marked or done by other methods to highlight such statement to make the client aware of the
client appoints a securities company as securities broker shall bear a statement of larger fonts, or being marked or done by other methods to highlight such statement to make the client aware of the
and the allocation of funds from the ASEAN Green Bonds proceeds. 4.3.6 Where the Issuer appoints an auditor or other third party to verify the Issuer’s management of proceeds, the Issuer must make the