holding the position of acting branch manager at the bank.** The SEC has therefore revoked the approval as an investment consultant, which consequently disqualified her from performing duties as capital
therefore suspended the approval for {A} as a capital market auditor for six months, starting from 19 January 2022. ________________________
important information and business secrets of the company without approval. He later resigned from the company. SEC has considered that Pusit failed to perform duties with loyalty* and therefore suspended
notifications have been revised, containing the key amendments as follows: (1) Allowing the foreign issuer to file an application for approval of offer for sale of bonds denominated in Thai baht (baht bonds
On 4 January 2024, MORE sent an invitation to the Extraordinary General Shareholder Meeting No. 1/2567 to the shareholders with the agenda concerning the consideration for approval of a registered
Microsoft Word - เอกสาร hearing-be-website-final.doc เอกสารรับฟังความคดิเห็น เรือง แนวทางการกาํกบัดูแลการออกและเสนอขายตัวเงนิ สํานักงานคณะกรรมการกาํกบัหลกัทรัพย์และตลาดหลกัทรัพย์ (http
P.T.RESEARCH Co.,Ltd. Website: www.kimston.com : Unlicensed securities and derivatives business (Disclosure Date : 17/10/2012)
FBS Markets Inc. Website: www.fbs.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)