operator must appoint licensed securities broker as selling agent and (4) selling agent must comply with specified criteria including distribution of offering circular (fact sheet) prepared in Thai. The
Securities Commissions (IOSCO). Foreign ETFs must also appoint a local representative to be a contact point providing information to the SEC, the SET and local investors. Allowing Thai investors to invest in
Information. In addition, CIS portfolio investment must be comparable to that of mutual fund and CIS operator must appoint contact person in Thailand.Moving towards the age of borderless markets under ASEAN
a minimum price as specified on the issuance date of such bond. Clause 12 In order to appoint or assign any person to perform duties under Clause 4, an intermediary shall comply with the following
Shareholders to consider and appoint KPMG Phoomchai Audit Ltd. as the Company's auditor and fix their remuneration for the fiscal year of 2018 as follows: Ms. Sirinuch Vimolsathit, CPA License no.8413 or Mr
approve the company’s balance sheet and financial statement as at December 31st, 2017. Agenda 4 To consider the profit allocation and dividend payment of 2017. Agenda 5 To consider and appoint the director
Section 103 PAGE 2 Securities and Exchange Act B.E. 2535 Section 103. No securities company shall appoint or allow any person with any of the following prohibited characteristics to be or to perform
Section 103 Securities and Exchange Act B.E. 2535 Section 103. No securities company shall appoint or allow any person with any of the following prohibited characteristics to be or to perform the
Office of the Securities and Exchange Commission. Clause 2. In the case where an applicant for an approval to be a custodian desires to appoint any person as its custodian agent, such applicant shall