Operators Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices SHARE : For More Information ContactUs Investment Management Policy Department Tel
Operators Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices SHARE : For More Information ContactUs Investment Management Policy Department Tel
, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
in line with the definitions of the terms prescribed in the Securities Law. The proposed regulations aim to better clarify the terms, prevent unfair trading practices related to digital assets and
105 2023 Criminal Fine File Criminal Complaint Securities/Digital Asset Business Operator Others Director of Company Unfair Securities Trading Activities Securities Issuance Offences* /Year 2022
Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1
Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1
, embezzlement of company assets, conflicts of interests, or window dressing. Unfair treatments related to securities trading, for instance, market manipulation, insider trading and dissemination of false
Prevention of Unfair https://www.sec.or.th/EN/Pages/LawandRegulations/Regulations.aspx English (United States) CivilPenalty Sanction is a recent enforcement power added by the Securities and Exchange Act (No
Prevention of Unfair https://www.sec.or.th/EN/Pages/LawandRegulations/Regulations.aspx English (United States) CivilPenalty Sanction is a recent enforcement power added by the Securities and Exchange Act (No