For greater transparency and fairness of the allocation of initial public offering (IPO) or public offering (PO) securities, the SEC approved draft rules prohibiting the allocation of IPO/PO

The SEC approved draft revised regulations on securities issuance and offering, allocation, and delivery. Details of the revisions can be summarized as follows: Greenshoe Option (Over-allotment of

Bangkok, 25 February 2019 ? The SEC is seeking public comments on the proposed rules for intermediaries to provide assisting tools to asset allocation and investment planning. This would allow

consideration that {A} failed to perform his duties responsibly with professional due care when he accepted the investor’s assignment to make trading decisions for the investor. Consequently, {A} was deemed to

misconduct above – taking the investor’s assignment to make decisions on trading of securities and derivatives and fabricating that certain derivatives trading orders were sent by the investor – was deemed

SIS DISTRIBUTION (THAILAND) PUBLIC COMPANY LIMITED | Q1/2011

SIS DISTRIBUTION (THAILAND) PUBLIC COMPANY LIMITED | Q2/2011

SIS DISTRIBUTION (THAILAND) PUBLIC COMPANY LIMITED | Q3/2011