management company as representative for soliciting of customers to enter into an agreement with the private fund management company; 1“Management Company” means a mutual fund management company, a private
appointed by a private fund management company as representative for soliciting of customers to enter into an agreement with the private fund management company; 1“Management Company” means a mutual fund
. The policy is acknowledged and accepted for practices as a part of the organization’s culture. 7. The organization identifies risks to the achievement of the objectives across the entity and analyses
support is timely as the AARG seeks to speak with a unified voice to promote a high quality audit regime applied consistently across ASEAN.?Mr. Jarett Decker, Head of World Bank?s Centre for Financial
the region. This bodes well for investor confidence in ASEAN.? Dato? Gumuri Hussain, Executive Chairman of AOB (Malaysia), said ?This initiative will instil a sustainable culture of audit quality across
bottom lines in a world increasingly dominated by concerns over long-term sustainability. Importantly, the PRI agenda must be domestically owned in Thailand and leadership on it has to come from within
Environmental-Social-Governance (ESG) policy serves as an overlay to the Plan, and is applied across all asset classes. The Plan is updated through internal staff analysis and recommendations to our Board. Our
arrange a contract or an agreement in written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the
contract or an agreement in written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the
client’s securities held under the name of a derivatives broker as a result of client’s default pursuant from derivatives transaction. Clause 2. Derivatives broker shall arrange a contract or an agreement in