listed companies so that the financial reporting is reliable, of good quality from the very beginning, and meets the objectives. SEC, as one of the stakeholders in financial reporting system, will apply
standards. This is to ensure that the financial statements of all businesses raising fund in the capital market audited by qualified capital market auditors will be of good quality, accurate, reliable and
Following a tip from a reliable source and SEC’s further inspection, SEC finds that Devere & Partners and Mr. Ian Mcintyre had operated securities brokerage and investment advisory businesses
reliable and clearly specified. Advertisements must also align with other relevant requirements such as those for marketing promotions and deduction related to advertising expenses. Additionally, the issuer
digital technology to provide efficient and reliable services that meet stakeholders' expectations. Get to Know Us Strategic Plan Toward International Excellence https://www.sec.or.th/EN/Pages/AboutUs
also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm. As such, the auditing must be carried out
appropriate trainings and experiences. Opportunity for career advancement The SEC’s past inspections suggested that some audit firms had difficulties implementing their succession plan due to their unbalanced
employee compensation and career advancement, build a culture that enhance employees’ morale and loyalty to the firm, as well as create the work environment that would better suit the younger generations
through Capital Market Advancement” พร้อมทั้งได้รับเกียรติจากผู้บริหารระดับสูงจากหน่วยงานพันธมิตรและวิทยากรจากภาคธุรกิจร่วมเสวนากรณีตัวอย่างการใช้ประโยชน์จาก open data และการทรานส์ฟอร์มตลาดทุนด้วยนวัตกรรม
; (2) enhancing efficiency of preventive measures, surveillance, and enforcement mechanisms in response to technology advancement; (3) increasing market width and depth to attract worldwide investors and