year 2019 or decreased by 44. 8 percent from the same period, since the Company and subsidiaries implemented several actions to control staffs costs and activities costs, rent negotiation with landlord
actions under the AMLO authority as the offenses are deemed unfair activities concerning the aforesaid companies’ securities trading transactions, which constitutes a predicate offense under the Anti-Money
. Similar actions to block unlicensed platforms are also observed in foreign countries such as India and the Philippines. Previously, the SEC enforced the law against unlicensed digital asset business
its practice guidelines for members regarding short-selling activities to better align with the current situations and the SEC's observations, aiming to provide securities firms with common guidelines
activities in relation to this matter actually started with the signing of an MOU designating cooperation with the Office of the National Human Rights Commission (NHRC) on 31 May 2019 and driving operation
which were investment in gold futures, not spot gold. Accordingly, the actions of G.O.L. (Thailand) were in violation of the Derivatives Act B.E. 2546 (2003), Section 16, subject to sanctions under
securities businesses of brokerage, investment advisory and private fund management by advertising, soliciting and using website http://www.qg-corp.com. The said actions were subject to an imprisonment from 2
case and found that the aforesaid persons jointly operated securities business without a license in violation of Section 90 of the Securities and Exchange Act B.E. 2535 (SEA). The said actions were
คำอธิบายประกอบการจัดทำรายงานการทำธุรกรรม (Activities Report) (มีผล 1 ธ.ค. 67)
(13) Mr. Nattapon Chalermpot – all appeared to have relationships with one another – had engaged in trading activities of FVC stocks, exhibiting a pattern of trading in mutual awareness or agreement