At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
at a price lower than the market price. The governing regulations in this regard have become effective since 1 September 2022. The SEC is revising the principles for considering the market price and
exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance
collaborative efforts to promote and propel sustainable finance initiatives in the Thai capital market. For example, promoting state agencies, local organizations and small enterprises in raising fund through
SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development
physical asset delivery. The solicitation messages are translated into Thai and other languages. In the case of the Facebook accounts Pimnara Poonsawat and Befaii Suwinya, the public is solicited to send
) Enhancing supervision and effective enforcement in the Thai capital market; (7) Ensuring systemic risk management in a timely manner; (8) supporting liquidity enhancement tools for businesses affected
investors, are expected in mid-2019.For the next three years, the SEC strategic plan will continue to focus on expanding the public access to financial planning services to create long-term financial freedom
internationally-accepted standards. It is a pleasure that Thai listed companies are the majority recipients of the ASEAN Asset Class Award in ASEAN and that Thailand maintains the No. 1 for the 6th consecutive
theme ?New perspectives for financial market development and sustainability of the Thai economy.? Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the 4th SEC Working Papers Forum, under the