shares reached or passed a multiple of five percent of the total outstanding shares or the total number of voting rights of UKEM. She later filed the accurate report (Form 246-2) to the SEC Office on April

reached or passed a multiple of five percent of the total number of voting rights of SLC. He later filed the report (Form 246-2) to the SEC Office on June 20, 2014. SEC Act S.246 Settlement Committee

held by his nominee within the period specified in the notification of the Capital Market Supervisory Board after such acquisition or disposal caused his aggregated holding of CMO shares reached or

(“TIES”) (now known as “T”) shares between 2010-2012 which when combined with TIES shares held by his spouse and his minor child caused his aggregate holding of TIES shares reached or passed five percent

”) shares on October 13, 2014 which when combined with TIES shares held by her spouse and her minor child caused her aggregate holding of TIES shares reached or passed five percent of the total number of

to report to the SEC Office the acquisition of NPP securities and NPP warrant (NPP-W1) which caused his aggregate holding of NPP shares or NPP-W1 reached or passed five percent of the total number of

aggregate holding of NEWS shares reached or passed five percent of the total number of voting rights of NEWS. He later filed the accurate reports (Form 246-2) to the SEC Office on July 6, 2018. SEC Act S

shares reached or passed five percent of the total number of voting rights of POLAR. He later filed the accurate reports (Form 246-2) to the SEC Office on July 6, 2018. SEC Act S.246 Settlement

holding of POLAR shares reached or passed five percent of the total number of voting rights of POLAR. He later filed the accurate reports (Form 246-2) to the SEC Office on March 30, 2018. SEC Act S.246

account which caused his aggregate holding of ABC shares reached or passed five percent of the total number of voting rights of ABC. He failed to report to the SEC Office the acquisition or disposal shares