) 8841pe.doc MoU aims to facilitate cross-border offerings of funds between Hong Kong and Thailand with a view to elevate Thai asset management companies (“AMCs”) competitiveness in the international arena while
เลขาธิการสมาคม พร้อมด้วยนางพัชนี สินวัฒนาเจริญ ประธานกรรมการชมรมผู้ดูแลการปฏิบัติงานด้านหลักทรัพย์ (compliance club) และคณะกรรมการชมรม เพื่อหารือแนวทางในการพัฒนาและส่งเสริมการปฏิบัติหน้าที่ในการกำกับดูแลการ
Asphere Innovations Public Company Limited Asphere Innovations Public Company Limited (“AS”) offered newly issued securities to directors or employees which is not in compliance with rules
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
comply with the performance standards as specified in the notification of the Office; (3) Supervise and monitor to ensure that its personnel perform in compliance with the laws on securities and exchange
any disgraceful record, and must comply with the performance standards as specified in the notification of the Office; (3) Supervise and monitor to ensure that its personnel perform in compliance with
Other Investors and Stakeholders as Appropriate Principle 7: Regularly Disclose the Investment Governance Policy and Compliance with the Policy I Code Click Related Documents Proxy Voting
or amber thresholds and criteria. If the activity criteria mention compliance with "sectoral criteria and thresholds", find the mentioned table to reference for the activities in energy sector (Table