e-service Online Submission See canceled document Securities Borrowing and Lending >> Advertising (section 98(10))   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Accounting and Records (section 105)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Audited Financial Statements & Auditor Approval (section 106)   Type Title Section See Document Status Notified

e-service Online Submission See canceled document Securities Borrowing and Lending >> Public Disclosure (section 108)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Reporting & Notification Requirements (section 109)   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Securities Borrowing and Lending >> Revocation of License (section 147)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Short Sale Provisions (section 98(5))   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Borrowing and Lending >> Management Approval and Revocation (section 104)   Type Title Section See Document Status Notified Date Effective

various categories consisting of: (1) equity brokerage, (2) equity dealing, (3) equity underwriting, (4) investment advisory service, and (5) securities borrowing and lending. 

Securities Borrowing and Lending Limited BDU Investment Advisory Derivatives Advisors Approval and Standards Practice Code of Conduct Fees Related Circular Letter Appoint/Approval/Code of conducts and Standard