UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

to an end. Division 3 Termination of Approval Clause 18 The approval of personnel in the capital market business shall be terminated upon occurrence of any of the following circumstances: (1) when such

) Undertaking that the merged CCPH shall declare and pay dividend of not less than 20% of CCPH’s net profit of each fiscal year after the legal reserve from the unrestricted retained earnings which may be payable

offering pursuant to Paragraph 1. Clause 43 The approved applicant of a secondary offering shall terminate the offering and return the subscription money to the subscribers upon the occurrence of any of the

the new trust manager shall be subject to the resolution of the unit holders given on the proposal made by the trustee within sixty days from the occurrence of any event in (a) and such appointment

. require the company to call for the exercise of warrants upon the occurrence of the specified events; 6 3. be certified by the company that there are sufficient measures to make subsequent holders of

Sanctionary Provisions _________________________ Clause 30 The approval of an appraisal company in capital market and a lead appraiser shall be terminated upon occurrence of any of the following circumstances

a listed company, B.E.2560 (2017). Accordingly, the Company will be required to promptly disclose the information to the SET upon the occurrence of this event. 3. Approved the issuance and offering of

construct the Project within 2 years from the leasehold registration date or any agreeable period including rationale extension.  Upon the occurrence of an event causing termination except defaulted by the

such occurrence to the SEC Office without delay. 11 Clause 21 Where evidence are appeared to the SEC Office that an oversea representative office of the intermediary has performed activities outside the