necessary for purchasing and acquiring the entire business transfer of SQL. For example, liaison with government authorities, amendment, alteration until the completion of entire business transfer. This
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
entities, obligors, lead underwriters, or arrangers. a. When the CRA receives from a rated entity, obligor, originator, lead underwriter, or arranger compensation unrelated to its credit rating services, the
authorities to customers or unrelated persons. Chapter 4 Record Keeping and Retention of Records ______________________________ Clause 22. Securities company shall maintain and record all documents and
transaction or other reporting made to anti-money laundering authorities to customers or unrelated persons. (Unofficial Translation) - 9 - Chapter 4 Record Keeping and Retention of Records
/disclose information concerning suspicious transaction or other reporting made to anti-money laundering authorities to customers or unrelated persons. (Unofficial Translation) - 9 - Chapter 4 Record Keeping
Vienna House Capital GmbH and Lombard Estate Holdings Limited, sold the entire ordinary shares in VI Europaische Franchise GmbH (33.3%) to an unrelated person, for a total price EUR 27,000 Joint Venture
of proceeds go to related or unrelated Green Project(s). • Green Project Bond: a project bond for a single or multiple Green Project(s) for which the investor has direct exposure to the risk of the
unrelated Social Project(s). • Social Project Bond: a project bond for a single or multiple Social Project(s) for which the investor has direct exposure to the risk of the project(s) with or without potential