and responsibilities of high-level management Chapter 2 Availability of competent personnel Chapter 3 Fund management operation system 3.1 Accepting of purchase or redemption orders of investment units
responsibilities of high-level management Chapter 2 Availability of competent personnel Chapter 3 Fund management operation system 3.1 Accepting of purchase or redemption orders of investment units 3.2 Investment
investment analyst by a regulator in an ASEAN country which is accepted by the SEC Office.1 1 an ASEAN country which is accepted by the SEC Office means a signatory to the Memorandum of Understanding on the
requires that the operatives are thoroughly acknowledged and of understanding in their roles and the limits of their respective power.SEC and the aforementioned five state departments have partnered and
Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive
=430&rows=10 431 - 440 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC organizes an annual seminar on “Understanding the Thai Capital Market 2023” . Suppakrit Boonsat, Director of the
=system_name%3ASEC_News&start=430&rows=10 431 - 440 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC organizes an annual seminar on “Understanding the Thai Capital Market 2023” . Suppakrit
=430&rows=10 431 - 440 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) SEC organizes an annual seminar on “Understanding the Thai Capital Market 2023” . Suppakrit Boonsat, Director of the
understanding of their roles and building their readiness for discharging duties more efficiently and effectively. Additionally, the SEC reviewed the accuracy of financial reports of listed companies, supervised
establishing and managing Yes No the representative office abroad. 3.3 Having a ready working system comprising at least operational Yes No management, compliance and information management, and competent