clients who were his friends, while {A} took such orders without any written authorization from those 12 clients.{A}'s action was deemed failure to perform duties with responsibility and due care as the
authorization, consequently causing damage to the client. She was working for Globlex Securities Co., Ltd. when the misconduct was committed.In the case of {B}, according to a client's complaint, his employer
: ...................................................... (…………………………………………….) Authorized person Date: ......................................... Remarks: 1. In case of authorization for submission of documents, a power of attorney is required. 2. In case of a juristic person, the
. A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets, gain a better understanding of risks related
clearing and settlement related to or because of a client’s derivatives trading. The benefits, the controlling power or the financial support under Paragraph 1 may arise from an agreement, an understanding
, will be released one episode per day in chronological order: (1) Basic investment knowledge; (2) Understanding investment products; (3) Understanding digital assets and related risks; (4
รายงานการประชุมคณะกรรมการตรวจสอบ ครั้งที่ 4/2548 Ref.: SET-2017-026 December 22, 2017 Subject: Signing on the Memorandum of Understanding to Invest in Medical Service Business for Healthcare and
Understanding to Invest in Medical Service Business for Healthcare and Esthetics under Trademark “Wuttisak” dated December 22, 2017 Since Filter Vision Public Company Limited (“the Company” or “FVC”) declared to
initiated the ?Pride of the Provinces? Project in 2011 to create awareness and understanding about capital market among local businesses across the country?s as well as facilitate access to funding sources
understanding on “Dissemination of Financial and Investment Literacy and Promotion of Savings for Students and Youth,” between Apirom Sukprasert, BAAC Manager, Ruenvadee Suwanmongkol, SEC Secretary-General, for