modern trade as paying agents for mutual funds country, to internet trading clients of asset management companies which are their business alliances. Certainly, investment in mutual funds in ?A thousand

consultant to do so.    Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset , (3) use of the client's trading account to trade

and prohibited him from performing duties of securities company executives for two years. (4) {D}, an investor contact of KTB Securities Co., Ltd., provided a trading account for Sippakorn to trade

changed, and on a continual basis causing the tradings of such shares to be inconsistent with normal market conditions to induce the general public to trade such shares. In addition, the trading orders were

หลักเกณฑ์ และวิธีการเกี่ยวกับการลงทุนในหลักทรัพย์เพื่อบริษัท (proprietary trading)("ประกาศ prop trade") โดยเพิ่มหลักเกณฑ์การควบคุมการลงทุนในบัญชีประเภท day trade ซึ่งมีผลใช้บังคับเมื่อวันที่ 1 พฤศจิกายน

September 2013, Mr. Siwasit Sainumphung colluded with the five persons above to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing

following manners:             (1)  funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a

. Their financial and stock transactions were interconnected, while Mr. Suthee was also authorized to place trade orders in Mr. Peeranut’s securities trading account. During the incident period, Mr. Suthee

social media to trade digital assets by linking investor trading https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10548 SEC organizes first caravan to Khon Kaen to provide education about the capital

digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10548 <