offences in the capital market, all of which would greatly improve the chance of success in law enforcement and prevention against violations in the capital market. The workshop was held on 15 to 16

for the civil sanctions, the SEC will notify the public prosecutor in writing for filing the case with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall

executive in a securities issuing company or a securities company for 20 months;   (2) Sujeera shall pay a civil penalty, a compensation at an equal amount to the benefit received or should have been received

2012 cooperative framework between SEC and CSSF in the exchange of information on fund management companies and mutual funds. Furthermore, CSSF has been pleased to support Thai funds’ unit

investors and have their securities listed on the Stock Exchange of Thailand (SET), while growing sustainably in accordance with good corporate governance. In addition, both parties cooperated to build a

realization effect in the cryptocurrency market” Authors: Nakavachara, V., Amonthumniyom, T., Parinyavuttichai, P., Ratanabanchuen, R., Saengchote, K., & Vinaibodee, P. Provided by Nattawut Jenwittayaroje, SEC

gift to Thai people as it will lead to more entries of sufficient, qualified auditors for businesses in the capital market and those intending to raise fund therein.  ___________________________Remark

national strategy and Thai capital market development plan. Besides the sharing of information with OSMEP, SEC has been working with OSMEP to launch a program which allows SMEs and Startups to raise fund

policies and guidelines for working together on September 25, 2019 at the SEC Office. They shared the opinion on driving the capital market with guidelines to support SMEs to access funding sources in the

Representative UNDP Thailand, along with the UNDP team to explore potential collaboration between UNDP and the SEC, demonstrating a shared commitment to advancing sustainability in the Thai capital market in