Bangkok, April 16, 2014 ? The SEC is seeking public comment on easing rules on derivatives investment of accredited investor funds (AI funds), where all unitholders are institutional investors or
derivatives business.Vasant Thienhom, SEC Deputy Secretary-General, said that "Following suspicious report from investors, the SEC's probe revealed that {X1} Co., Ltd. and {A} held themselves out as gold
On 15 August 2023, the Capital Market Supervisory Board Meeting No. 8/2023 passed a resolution approving the principles and draft regulations related to protection of derivatives business customer
ก.ล.ต. เดินหน้ารวมตลาดซื้อขายสินค้าเกษตรล่วงหน้า ("AFET") กับตลาดสัญญาซื้อขายล่วงหน้า ("TFEX") พร้อมรับโอนงานและบุคลากรจากสำนักงานคณะกรรมการกำกับการซื้อขายสินค้าเกษตรล่วงหน้า ("ก.ส.ล.") ตามมติคณะ
On 3 August 2023, the SEC Board Meeting No. 12/2023 passed a resolution approving the principles and draft regulations related to application for approval and granting of approval for derivatives
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai