Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own
Industry; the Stock Exchange of Thailand; Small and Medium Enterprise Development Bank; the Bank for Agriculture and Agricultural Cooperatives; the Joint Standing Committee on Commerce, Industry and
conference where the SEC will held it with the Revenue Department, the Federation of Thai Capital Market Organizations (FETCO), the AIMC, and the Stock Exchange of Thailand (SET).” Thailand ESG Fund is
percent of the total issued and paid-up capital of Asia Recycle Technology Company Limited ("ART") and Asia Waste Management Company Limited ("AWM"). The Transaction is deemed to be an acquisition of assets
Phunpha is an employee of a subsidiary company, who represented the Company to hold shares of UWM for due diligence purpose prior to the Transaction. 3.1.3 List of Board of Directors priorto the Transaction
Phunpha is an employee of a subsidiary company, who represented the Company to hold shares of UWM for due diligence purpose prior to the Transaction. 3.1.3 List of Board of Directors prior to the
that should be suitable for each type of investors. She also mentioned the public hearing process that the SEC is undertaking to enhance regulatory rules and supervision of bond market to protect
Bangkok, June 26, 2014 - The SEC suspended {A}, a former securities investment consultant of Capital Nomura Securities PLC., for trading securities on behalf of client. Following the report of
Bangkok, March 3, 2014 - The SEC suspended {A}, a capital market investment consultant of KKTRADE Securities Company Limited, for trading securities on behalf of client.Following a sanction report
derivatives trading decisions on behalf of client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators