funds’ assets, and for recording the asset inflow and the asset outflow of each mutual fund; (e) Systems for attending and monitoring the rights and benefits arising from mutual funds’ assets
public and stakeholders in supervising and developing a sustainable capital market. The SEC administers the Securities and Exchange Act B.E. 2535 (1992), the Derivatives Act B.E. 2546 (2003), Trust for
have changed over time? - If appropriate, provide metrics considered in investment decisions and monitoring. Asset managers: - Where data available, provide weighted average carbon intensity for each
aggregating, channeling, and monitoring economic resources in an efficient manner, contributing to development of the country’s potential and competitiveness. 2. Objectives The Committee has laid down six
investment universe. These policies should be communicated to clients and beneficiaries in plain and understandable language. 2.2 Active monitoring Institutional investors should monitor closely the companies
maintenance, pest control), ongoing maintenance, clearing, thinning, fertilisation, management, harvesting and extracting. The cost of setting-up and maintaining protection measures (e.g. rangers and monitoring
may affect investors. The SEC however will continue overseeing the testing of the system closely. The implementation of blockchain technology to support capital market processes under regulatory
affairs, strategies; and currently overseeing policy and supervision of intermediaries, asset management, provident fund and market infrastructure Bank of Thailand, Analyst, Bank Supervision Department
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to